UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...
investors and endorsed by others—in some cases, signatories extend beyond investors, to include a variety of stakeholders. Weighing the merits of each strategy will help determine your course of action
Annual Report 2003 A N N U A L R E P O R T 2 0 0 3 S E C U R IT IE S A N D E X C H A N G E C O M M IS S IO N & O F F IC E O F T H E S E C U R IT IE S A N D E X C H A N G E C O M M IS S IO N , T H A IL A N D SECURITIES AND EXCHANGE COMMISSION, THAILAND OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2003 SECURITIES AND EXCHANGE COMMISSION, THAILAND OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION, THAILAND 10th and 13th-16th Fl. Diethelm Towers B, 93/1 Wireless Road, Lump...
. According to the SEA, the Minister of Finance shall specify the remunerations of the SEC Board and sub-committees. The SEC Board also endorsed the procedures for preparation of agendas and minutes of the
Annual Report 2009 1 Annual Report 20092 Over the past year, the Thai economy experienced a recession for the first time since the Asian economic crisis in 1997. The first quarter saw a 7.1 percent contraction as a result of sluggish export in the midst of global financial crisis, diminishing demand of domestic private sector, and lack of confidence in economic and political directions. All these factors played out against a backdrop of weakening economies of our trade partners worldwide, which...
envisioned by the Sustainability Development Roadmap for listed companies endorsed by the SEC Board in late 2013. There are three guiding principles: CG in substance The organization’s governance structure
Reform Priorities in Asia: Taking Corporate Governance to a Higher Level Taking Corporate Governance to a Higher Level reform priorities in Asia 2011 REFORM PRIORITIES IN ASIA: TAKING CORPORATE GOVERNANCE TO A HIGHER LEVEL 2011 This work is published on the responsibility of the Secretary-General of the OECD. The opinions expressed and arguments employed herein do not necessarily reflect the official views of the Organisation or of the governments of its member countries. This document and any m...
shall be provided when the bearer has submitted the bearer certificates to the securities issuing company. In such event, the payment shall also be endorsed by the securities issuing company. SECTION 55.5
endorsed by the securities issuing company. 20 SECTION 55.5 The transfer of bearer debentures, bearer certificates representing the rights to purchase shares or bearer certificates representing the rights to
bearer has submitted the bearer certificates to the securities issuing company. In such event, the payment shall also be endorsed by the securities issuing company. SECTION 55.5 The transfer of bearer