) having capital, work systems and personnel that can support service provision appropriately and adequately throughout the period of participating in the regulatory sandbox; (b) assessing and managing
for all business units to monitor and manage risks. These committees closely monitor and evaluate the impact on all aspects of business including sales, expense, and liquidity, as well as ensuring that
or securities company, for five years for each offense; however, considering the maximum period of prohibiting the holding of director or executive position under Section 317/4(4) of the Securities and
for new employees; employees annually sign for acknowledgment of the rules and penalties; the code of conduct is publicized for employees and outsiders. 1.3 There are procedures to monitor and assess
have the total revenue for three-month period and nine-month period ended 30 September 2017 in the amount of Baht 163.26 million and Baht 426.73 million respectively, comparing to the same period of the
third quarter of year 2017 compared to the same period of prior year and the prior period are as follows; For the three-month period, the Group reported total revenues (excluded other revenues) at THB
measures to appropriately monitor, control, and manage each type of risks to ensure that these risks can be handled; (3) sufficient funding, appropriate systems and rules for membership and supervision of
(the “Group”) for the financial year ended 31 December 2017 as follows: Consolidated financial performance of the Group for the year ending 31 December 2017 in comparison with the corresponding period
) certifying that if the auditor of such audit firm is granted an approval from the SEC Office, the audit firm shall monitor and improve the audit quality control system in compliance with the standards
No. INGRS001 15 September 2017 Re: Explanation about 6-month financial performance of INGRS for the period ended 31 July 2017 To the President of the Stock Exchange of Thailand Ingress Industrial