foreign companies must be substantially comparable to Thai law, in particular, the material issues such as shareholder rights. In case of DRs, the permissible issues must satisfy that the DR underlying

, the SEC urged short-term debt issuers to secure a reserve fund to prevent liquidity issues. In this particular case, the company must clarify information to investors to prevent damage to the overall

Thailand with a particular focus on the cutting edge of finance: FinTech and sustainability.”Note to EditorsThe previous MoU was signed on 1 September 2020. More details can be found here: MoU on Financial

principle of widespread distribution to general subscribers without specific allocation to any particular individual (cherry picking), and must not be an arbitrage in evasion of regulatory compliance

expedite the investigation of this particular case. The task force has already conducted interviews with over 400 victims and collaborated with the SEC in verifying relevant information to support

funding portal operation and suitability test in order to mitigate fraud risks and ensure that  investors will be informed of risks associated with investment in SMEs, in particular startups, and liquidity

supervisor. Clause 3 The commitment shall contain at least a particular describing the material information as follows: (1) name of the mutual fund scheme; (2) details of the mutual fund scheme containing the

by digitalizing the whole process, which means more efficiency and convenience and less burdens on all parties involved. The platform will also support the development of professionals' potentials for

investment products that are suitable for them. Moreover, convenience will be provided to investors, such as contacting an oversea business operator and foreign currency exchange and transferring for the

protection remains intact while business operators still have convenience for business operation. The SEC has therefore reviewed the regulations on work systems of securities brokers and repealed two