prosecution date (February 23, 2016) until the company so complies. SEC Act S.56(2)(3)(4) and 199 Criminal Complaint Filed with an Inquiry Official Dated 03/08/2017

56(1)(2) in conjunction with section 199 Criminal Complaint Filed with an Inquiry Official Dated 24/12/2015

submit the audited financial statements in accordance with the specified rules, has failed to order or act in accordance with the duties resulted in CHUO?s failure to submit the audited financial

Mr.Chin Wen Chuan Mr.Chin Wen Chuan, as the Director responsible for the operation of Siam Grander Management Co., Ltd., jointly with other alleged persons operated derivatives broker businesses in

Miss Pimmada Chutimunta Miss Pimmada Chutimantanon, as the Director responsible for the operation of Siam Grander Management Co., Ltd., jointly with other alleged persons operated derivatives broker

Siam Grander Management Co.,Ltd Siam Grander Management Co., Ltd., jointly with other alleged persons operated derivatives broker businesses in Thailand without proper licenses granted, violating

within the specified period. This case is preclude by prescription. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 31/07/2013

Mr.Anugul Khumgerd Mr.Anukul Khumgerd, jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses granted

Miss Anongporn ThaninTharathan Miss Anongporn Thanintharatorn, jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without

) to the SEC within the specified period. This case is in the process of investigation by the inquiry official SEC Act S.56(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 28/02