Rules, Conditions and Procedures for Controlling Operation of Securities Underwriting (No. 3)
Rules, Conditions, and Procedures for Operation of Securities Clearing Houses and Central Securities Depositories
Rules, Conditions and Procedures for Outsourcing Function related to Business Operation to Third Party
make sure that all comments and suggestions will be taken into account as the SEC maintains the balance between industry development and appropriate investor protection. Given the 24/7 non-stop operation
Infrastructure Trust A Trustee of An Infrastructure Trust Digital Asset Business https://www.sec.or.th/EN/Pages/LawandRegulations/MutualFund.aspx English (United States) How We Regulate derivatives; The law
ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart. Our Roles How We Regulate
States) OrganizationStructure ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart
://www.sec.or.th/EN/Pages/LawandRegulations/MutualFund.aspx English (United States) How We Regulate derivatives; The law governing digital asset ; The law on trust for transactions in the capital market; The law
industry development and appropriate investor protection. Given the 24/7 non-stop operation of businesses related to digital assets and the accommodation of cross-border/borderless transactions, it is also
(APRACA) ในโอกาสเข้าศึกษาดูงานด้านการกำกับดูแลตลาดทุนของประเทศไทย ภายใต้หัวข้อ “Overview of the policies to regulate the stock market in Thailand” ณ สำนักงาน ก.ล.ต. เมื่อวันที่ 2 ตุลาคม 2566