Miss Janejira Gannsandee Miss Janejira Gannsandee conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the
Miss Nattha Sinthuvanitch Miss Nattha Sinthuvanitch conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of
Miss Ploynatcha Tippayajiraroj Miss Ploynatcha Tippayajiraroj conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating
Mr. Nattapong Akekapan Mr. Nattapong Akekapan conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the
Mr. Pisanu Boonard Mr. Pisanu Boonard conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives
Miss Manassanun Piyapongpan Miss Manassanun Piyapongpan conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16
Miss Indhira Suebsang Miss Indhira Suebsang conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the
Miss Supalak Raksasri Miss Supalak Raksasri conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the
operations and exposures in commodities • Impairment issues • Heightened cost controls at audit clients • Governance challenges (cannot get or retain strong directors) Layoffs Reduced capacity Audit fee
: (1) being a counter party to licensee to operate securities business in the category of securities borrowing and lending or securities depositary center, if such arrangement is made for such counter