occurrence of any of the following cases: (a) the public attorney issues a final order not to prosecute the case or the court issues a final judgement to dismiss the case; (b) the imprisonment or suspension
incurred in all cases; 5. Upon occurrence of any suspicious ground that the Password becomes known to other persons who have no authority or relevant responsibilities, the Applicant shall change the Password
Password of SEC Account. In the case where other persons know and are able to log into SEC Account, the SEC Office shall not be liable for any damage incurred in all cases; 5. Upon occurrence of any
Account, the SEC Office shall not be liable for any damage incurred in all cases; 5. Upon occurrence of any suspicious ground that the Password becomes known to other persons who have no authority or
and submit to the SEC Office along with the financial statements an interim management discussion and analysis upon occurrence of more than 20 percent differences between revenue or net profit in
Termination of Approval Clause 18 The approval of personnel in the capital market business shall be terminated upon occurrence of any of the following circumstances: (1) when such persons no longer have the
upon occurrence of any of the following circumstances: (1) when such persons no longer have the qualifications or possesses the prohibited characteristics as prescribed in Clause 12. In case such persons
capital market business shall be terminated upon occurrence of any of the following circumstances: (1) when such persons no longer have the qualifications or possesses the prohibited characteristics as
branch office and shall clearly place a notice board at such branch office for at least thirty days. Clause 12. Upon occurrence of the following incidents, the Office may order a temporary or permanent
days. Clause 12. Upon occurrence of the following incidents, the Office may order a temporary or permanent closure on a branch office or order the management company to refrain from establishing a new