investment or have had enough money for long term. Therefore, SEC has gone ahead with the main strategic plan this year, promoting qualified wealth advisors easily accessible by people to use fintech as the

efficient and effective monitoring process. Along the same line, the inspection results of individual engagements showed promising improvement of audit quality in the capital market, as reflected in the

. Observation and consideration period take 90 days and 30 days respectively. Application fees - - 10,000 baht/ 2 years (MTN) or 10,000 baht per each application (Issue basis) 30,000 baht/ 2 years (MTN) or 30,000

Office shall conduct due diligence of the facts in accordance with the steps and procedures specified in the Licensing Manual for the Public, and shall inform the applicant of any observation from the due

adaptation (including information support systems, such as climate observation and early warning systems); • eco-efficient and/or circular economy adapted products, production technologies and processes (such

actively promote good governance and strengthen market surveillance. As 2004 also marked the conclusion of this government’s first term, looking back, it has been a productive four-year period. Several goals

information recording system with respect to derivatives trading, especially pre-trade information and post-trade information in order to support monitoring and examination after derivatives trading (audit

periods of time: )a) conduct due diligence of the facts in accordance with the steps and procedures specified in the Licensing Manual for the Public, and shall notify the applicant of any observation from

main themes adopted by the IOSCO.   Mrs. Pornanong Budsaratragoon, SEC Secretary-General, said: “As one of the SEC’s key missions is to promote financial stability for sustainable well-being of the

- - - - Period of time required in observing + considering the application - - 15 days for the consideration. Observation and consideration period take 90 days and 30 days respectively. Application fees - - 10,000