product screening in order to offer for sale of debt instruments SEC Act S.116 Settlement Committee Meeting No. 4/2021 Settlement Committee Order No. 32/2021 Dated 18/08/2021

transmission system of the Stock Exchange of Thailand within the period specified in the notification. However, the annual registration statement for the year 2019 (Form 56-1) were later filed with the SET on

failed to prepare and disclose report on change in her holding to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board. Mrs. Chantip later filed the report

the year 2018 (Form 56-1) through the transmission system of the Stock Exchange of Thailand within the period specified in the notification. However, the Form 56-1 for the year 2018 were later filed

transmission system of the Stock Exchange of Thailand within the period specified in the notification. However, the interim management discussion and analysis were later filed with the SET on August 16, 2019

Securities Public Company Limited (?AEC?) (Changed the name to Beyond Securities Public Company Limited) failed to perform her duty resulting in AEC?s violation of section 97 SEC Act S.283 Settlement

which is a duty required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 7/2021 Settlement Committee Order No. 48/2021 Dated 21/12/2021

Mr. Virat Udomsinwatthana Mr. Virat Udomsinwatthana failed to report the acquisition or disposal of TRAF shares to the SEC Office within the period specified in the notification of the Capital Market

(Form 56-2) through the transmission system of the Stock Exchange of Thailand within the period specified in the notification. However, the Form 56-2 for the year 2018 were later filed with the SET on

for the year 2018 (Form 56-1) through the transmission system of the Stock Exchange of Thailand within the period specified in the notification. However, the Form 56-1 for the year 2018 were later filed