security as well as supervise, monitor and examine compliance with such policies, measures, and operating systems, and review the suitability thereof regularly; In the interest of meeting the aforesaid
To ensure that asset management companies primarily manage funds for the investors’ benefits, SEC has revised the regulations in order to control and monitor mutual fund management by requiring
of assets of each client in a separate account which is segregated from the derivatives broker ’s account. A derivatives broker shall report to clients on custody of assets of clients in accordance
in a separate account which is segregated from the derivatives broker’s account. A derivatives broker shall report to clients on custody of assets of clients in accordance with rules specified by the
in a separate account which is segregated from the derivatives broker’s account. A derivatives broker shall report to clients on custody of assets of clients in accordance with rules specified by the
in the debt capital markets can issue a sustainability-linked bond as long as it is aligned with the five core components of the SLBP. 2-2 Does the issuer have to write a separate framework and/or
for all business units to monitor and manage risks. These committees closely monitor and evaluate the impact on all aspects of business including sales, expense, and liquidity, as well as ensuring that
: Million Baht) Consolidated Separate Y2017 + Increased /-Decreased Y2017 + Increased /-Decreased Brokerage fees income 592.30 (28.82) 592.30 (28.82) Fees and service income 38.75 (16.45) 38.75 (16.45
report, also referred to as the annual report, registration document, 10-K. • Intention was not for separate TCFD statements or additional sustainability reporting. • Integrated into reporting and
previous year 7.62%. Income from medical treatments in the separate financial statement went up 4.79% due to the increased in the number of out-patients to 2.57% but the decreased in the number of in