qualified opinion on the consolidated financial statements for the year 2015 as well with regard to the same issues. The SEC therefore instructed AIE and AI to cooperate with their auditors by providing
Us SHARE : Detail Content Our Roles The capital market is the main mechanisms that efficiently mobilize, allocate, and monitor the utilization of the economic resources. The capital market links and
digital assets, and lessen chance for people on deception or be at disadvantages as well as allow the public sector to have tools to monitor https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8285
are crucial if we want to raise the standards of audit quality in the region. This will bode well for investor confidence in ASEAN capital markets.?For media enquiries, please contact: Karen LeeSenior
notified him of inappropriate submissions of trading orders for UNIQ shares, he neither promptly improved the trading submission surveillance system nor applied more stringent monitor on the clients? trading
monitor the effectiveness. However, there is still room for improvement for Thai listed companies. For instance, there should be a system to review and monitor how the corporate strategies are implemented
expenses to the SEC; (2) Advertisements need to be considered whether they are in accordance with the advertising and associated rules as well as be approved by CEO before publication. After publication
different from those mandatory targets prescribed by the FAP (12 hours/year, and at least 6 hours relate to accounting subject)? If yes, explain how and why. 8 How does the firm obtain, compile and monitor