Rules in Detail on Establishment of Information Technology Systems
companies shall not allow the use of anonymous or fictitious names in opening of accounts or conducting securities transactions. Clause 12. In case where an account is opened by a financial institution in
anonymous or fictitious names in opening of accounts or conducting securities transactions. Clause 12. In case where an account is opened by a financial institution in order to engage in securities
financial institution in order to engage in securities transactions on behalf of its clients (omnibus accounts), securities company may merely conduct the KYC/CDD on the financial institution instead of the
the most recent financial statements or the consolidated financial statements, excluding companies operating financial institution business; (2) Requiring listed companies with the characteristics
credit line from financial institution in amounts of 150 million baht, totally 300 million baht, there has no impact to shareholders. 4. Total value of consideration Budget of investment Project for
financial institution business;** (2) Define a company possessing the characteristics of investment company as a company that makes passive investment in securities, derivatives or digital assets, at a
/Form (Notification of Securities and Exchange Commission) Certified Form Relating to Acting in Compliance with Related Laws of Applicant who is Juristic Person/Financial Institution or Individual
/Form (Notification of Securities and Exchange Commission) Certified Form Relating to Acting in Compliance with Related Laws of Applicant who is Juristic Person/Financial Institution or Individual
) Mr.Pairoj Wattanavarodom 1 0.001 4 0.001 5 0.001 Total 100,000 100.00 400,000 100.00 500,000 100.00 2 5) Objective For the condition according to apply for loans from the financial institution and to use as