holders, investment decision, or price of the securities might be impacted, the SEC will order the company to have a special audit on such financial statements and report the result of such audit to the SEC

investigation and submit the case file to a public prosecutor. The case will be taken into consideration under the court. Under this measure, the offender might be imprisoned. Procedure for Administrative Action

investment in digital assets which might result in a huge loss for investors. This led to the https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8300 Financial Statement - SDC : SAMART DIGITAL PUBLIC

company services that may involve with electronic units named "DB coin" or "DB token", blockchain systems and other businesses.Those actions might be considered as persuading and issuing newly issued

assets approved by SEC under the governing law;  (2)    Those products above have not been screened with regard to their qualifications and smart contracts by SEC-approved ICO portals; (3)    There might

retail shops as well as Tesco Lotus will offer paying agent service for investment in mutual fund at every branch across the country. In the future, they might move forward to other capital market

using the scenario, parameter and assumption conforming to the guideline approved by the risk management committee which shall cover the extreme but possible events of market volatility; (2) a quarterly

the extreme but possible events of market volatility; (2) a quarterly reverse stress test. The derivatives clearing house shall file the report on results of the tests under (1) and (2) with the SEC

documentation to take into consideration potential exceptional events (such as significant change in perimeters through material M&A activities) or extreme events, including drastic changes in the regulatory

new chapter on institutional investors (considering the prevalence of concentrated ownership in Asia). It was suggested that the Asian Roundtable might next address the role of stock exchanges in