(UNOFFICIAL TRANSLATION) 4 (SEC Logo and contact information) 30 November 2016 Dear Managers: All securities companies All derivatives brokers No. SEC. Nor Por. (Wor) 30/2559 Re: Submission of Daily
(UNOFFICIAL TRANSLATION) (SEC Logo and contact information) 30 November 2016 Dear Managers: All securities companies All derivatives brokers No. SEC. Nor Por. (Wor) 30/2559 Re: Submission of Daily
MIXED 2021-12-30 2018 1.73842E+11 FI Others 2018-12-28 2019 1.48399E+12 Daily FI 2019-12-30 2021 1.55064E+11 Alternative 2021-12-30 2022 1.41639E+11 Alternative 2022-12-30 Mar 2023 2.88571E+11 MMF 2023-03
4.27391E+11 MIXED 2019-12-30 2020 1.77898E+11 Alternative 2020-12-30 2020 3.52561E+11 Term Fund 2020-12-30 2022 1.42594E+11 Alternative 2022-12-30 2022 3.20062E+11 FI Others 2022-12-30 2023 9.68971E+11 Daily
submitted the report of the daily net capital (Form Dor Jor.1) to the SEC office later than the specified period. DAB Act S.30 Settlement Committee Meeting No. 1/2022 Settlement Committee Order No. 2/2022
prominent place at the office of such securities company, published in at least one local daily newspaper, and one copy shall be submitted to the SEC Office. This case is expired. SEC Act S.106
available at the office of the derivatives business operator for public access and also be published in at least one local daily newspaper in accordance with the rules specified in the notification of the SEC
percent of the NAV at daily closing. This liquidity boosting option is valid until 30 April 2020, as part of the key measures to help asset management companies manage the assets under management more