SHARE : SEC enhances real estate-backed ICO oversight to strengthen investor protection mechanisms Wednesday 24 February 2021 | No. 36 / 2021 Bangkok, 24 February 2021 – The Securities and Exchange
licenses as trading centers, brokerage firms or traders for digital assets can apply for official licenses at SEC from now on. The standardized work systems, good risk management and well-prepared
Re: Guidelines Relating to Operating Systems of Fund Management Business
Rules in Detail on Establishment of Information Technology Systems
structure that enables effective oversight and management of risks as well as more efficient systems and mechanisms to control their business management and operations. Consequently, it is expected that DA
includes inspection of audit firms’ quality control systems, which has been running since 2010. According to the Activities Report 2021, audit firms in the capital market have continued to improve their
Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013, the SEC Office hereby issues this Notification, as follows