Bangkok, December 9, 2014 - The SEC suspended {A}, a capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for 6 months.After receiving a client's complaint against {A
Bangkok, February 6, 2015 - The SEC suspended {A}, a capital market investment consultant of Capital Nomura Securities PLC., for receiving trading orders from a person who was not the owner of
Facebook page DT Stock Market : Unlicensed securities and derivatives business (Disclosure Date : 17/05/2022)
Facebook page ชื่อ Trade Market : Unlicensed securities and derivatives business (Disclosure Date : 20/03/2024)
Minister Uttama Savanayana recaptured the national policy on capital market roles and expectations of good governance and sustainable competitiveness of capital market organizations for the audience of
The seminar was graced by the presence of the Deputy Secretary-General to the Prime Minister for Political Affairs Kobsak Pootrakool, whose lectured under the topic of “How Thai Capital Market
SEC held a seminar under the topic of “Thailand SEC Policy Dialogue 2018: Regulating by Market Forces” on 28 November 2018 at the Grand Hyatt Erawan Hotel, with the objective to stimulate policy
companies and their affiliates, both in the Stock Exchange of Thailand (SET) and the Market for Alternative Investment (MAI) Ms. Ruenvadee Suwanmongkol, SEC Secretary-General said, “One of the SEC’s key