’ assets and strict supervision on asset separation. The private fund operators can self-custody for its assets under management without applying for the approval of being custodian. Such a move will
will be allowed to manage REITs? non-real estate assets, providing that there must be a separation of management and compliance units while Chinese wall must also be in place. Outsourcing of the
by No. 16 No. 18) (Repealed) 3 Application for Separation of Finance and Securities Businesses (amended by No. 12 and No. 19) 5 Application for Additional Securities Business License B.E. 2539
the performance of duties under this Act, subject to the rules specified in the notification of the Capital Market Supervisory Board. CHAPTER 2 DERIVATIVES BUSINESS DIVISION 1 SUPERVISION OF DERIVATIVES
. Total revenue decreased of Baht 272.67 million or 108% mainly from: Gain from investments decreased of Baht 242.20 million mainly from mark to market price of investment in listed securities decreased
PFS International Consultants Co., Ltd. PFS International Consultants Co., Ltd. (“PFS”), represented by company director Mr. Mark Edward Kirkham, colluded with other alleged offenders in soliciting
ขาดทุนจากการ mark to market** ในรูปสกุลเงินที่กองทุนไปลงทุนในต่างประเทศทั้งนี้ ก.ล.ต. ได้เผยแพร่เอกสารรับฟังความคิดเห็นในเรื่องดังกล่าวไว้ที่เว็บไซต์ ก.ล.ต. https://www.sec.or.th/TH/Pages/PB_Detail.aspx
the notification of the SEC. Chapter 2 Creation of Trust ______________ Division 1 Trust Instrument _____________ SECTION 11 A trust is created when a written contract is made and a settlor transfers
be in accordance with the rules specified in the notification of the SEC. Chapter 2 Creation of Trust ______________ Division 1 Trust Instrument _____________ SECTION 11 A trust is created when a