mechanism in any of the following manners: 1. having a possibility to be unable to treat shareholders fairly by giving benefits to any group of shareholders, which will create an advantage over other
Audit Committee The Board of Directors meeting of AEON Thana Sinsap (Thailand) Public Company Limited No. 5/2017 held on 24 May 2017 resolved the meeting’s resolutions in the following manners
Personal Data The SEC Office retains your personal data in the following manners: 1. Retention The personal data will be retained in accordance with the characteristics of the personal data received: The
): .................................................................................................................................................................................... Wish to apply for Company Account from the SEC Office in the following manners: Not an urgent application (normal case) An urgent application (a 30-day expiry from the SEC Office’s approval date
include therein excessive transactions (churning) in the following manners: (1) refrain from soliciting or encouraging clients to enter into transactions more often than necessary; (2) refrain from entering
and clients with similar investment characteristics, etc. Clause7 A private fund management company may seek a loan or create any obligation on behalf of a private fund only in the following manners: (1
clients with similar investment characteristics, etc. 5Clause7 A private fund management company may seek a loan or create any obligation on behalf of a private fund only in the following manners: 4 Amended
transactions (churning) in the following manners: (1) refrain from soliciting or encouraging clients to enter into transactions more often than necessary; (2) refrain from entering into any transaction for a
the SEC Office; (4) having been sentenced in the following manners as a result of being accused by the SEC Office, except when it has elapsed at least 3 years after having been punished until the date