; 74.1 A fund supervisor registered with the Office; 84.2 A private fund custodian approved by the Office; 94.3 Any person who can operate custodial business legally in the countries where mutual funds
Arbitral Award. By the result of the Court’s Judgement, the Arbitral award on February 12, 2016 shall be legally binding the EXAT to compensate the Company for damages as follows: 1) Damages, together with
emerged from the public, whether an ICO can be done legally, particularly whether it falls under the SEC’s regulations. Figure 1: ICOs that fall under the SEC’s purview 1.4 In cases where an ICO constitutes
concerning real estate is prepared correctly and legally binding; (2) ensure that the investment in the real estate for the REIT will be made properly by complying with, at least, the following processes: (a
trustee shall prepare the registration of the sukuk which is in accordance with the law of such country whereby the asset trustee may assign a person who legally enable to be the securities registrar in
for offering or being going to offering for sale securities prior to effective date of registration statement and draft prospectus, the information in the advertisement shall be legally referred and
18, the applicant that is a Foregin entity shall comply with the following requirements: (1) showing that the offer for sale of bonds is legally made under the foreign law that such entity registered
operated under the obligations specified and approved by the Ministry of Finance; (2) the foreign entity is able to demonstrate that the offer for sale of the debt securities is legally made under the
obtain an approval for a public offering of newly issued shares after demonstrating to the SEC Office that it has the qualifications and complies with the following conditions: (1) legally eligible for