judgments; ● Repeated complaints of the same matters that have already been clarified by the SEC, without new information or additional supporting evidence; ● Claim for damages or compensation or private
ตลาดหลักทรัพยฯ ดังนั้น ดวยเหตุผลดังกลาวขางตน ก.ล.ต. จึงเห็นควรกําหนดหาม FA และ underwriter ท่ีมีสวนในการกําหนดราคา (lead underwriter) ซ้ือหรือขายหุนท่ีตนรบัเปนท่ีปรึกษาหรือรับจัดจําหนาย เปนระ
training programme on clarified International Standard of Audits (“ISAs”) and received the ICAEW certificate. Membership in International organizations and participation in meetings and trainings The SEC
percent from the same period of last year affected by foreign exchange volatility during the Covid-19 pandemic in first quarter that lead to accumulated loss on exchange rate. 2. Cost of goods sold and
and nearby countries Objectives of Investment 1. To increase production capability and shorten lead time for sales to customers in the US and nearby countries 2. To expand distribution network in the
capital requirement by taking into account the types of business models as well as the existence of lead regulator (if any). Also, certain conditions and periods of protection have been adjusted in this
that the applicant had transferred all shares of such company to a third party despite various factors indicating that the transaction may not exist. This would lead to incorrect and incomplete
information would lead to investors? better understanding of the products and more convenient comparison with other financial instruments. Also, a previous hearing on the principles for the disclosure amendment
. Outsourcing does not have a huge amount of service providers, resulting to a situation where outsourcee cannot be employed immediately, and this might lead to an effect regarding the capital market. Business
• Financial literacy does not lead to QoL directly • Financial literacy needs to be redefined to include “Digital literacy” • One needs to have willing attitude to learn new things to overcome risks