continuity plan under Clause 6; (2) Evaluation of the test results under (1) and preparation of the test evaluation report by the personnel in charge who is qualified, knowledgeable and independent; (3

report by the personnel in charge who is qualified, knowledgeable and independent; (3) Reporting the results of the test, reviewing and evaluation under (1) and (2) to the board of directors or a board

the personnel in charge who is qualified, knowledgeable and independent; (3) Reporting the results of the test, reviewing and evaluation under (1) and (2) to the board of directors or a board-appointed

knowledgeable and experienced in the relevant matters. 7. The opinion of the Company’s Audit Committee and/or directors which are different from the opinion under (6). - None-

directors) has considered and agreed that; 6.1 The remuneration is reasonable. 6.2 The transaction is in the best interest of the Company since the service provider is knowledgeable and experienced in the

information technology frameworks 2.5 Have investors educated and protected properly 2.6 Promote competition in the Thai market and linkages with the global market 3. Key Reform Measures With the input

20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...

at least of the following: □ (1) Number of employees; □ (2) The qualifications to prove that personnel is knowledgeable, competent and experienced suitable for the assigned task and such personnel

of employees; □ (2) The qualifications to prove that personnel is knowledgeable, competent and experienced suitable for the assigned task and such personnel hasbasic understanding of general laws

manner to allow members and involved persons to be well informed of possible effects and risks from the operation of the business; Part 3 Subject Matters of this Notification Clause 4 This Notification