Mr. Mitsuji Konoshita Mr. Konoshita ordered Group Lease Holding Co., Ltd. (GLH), a subsidiary of GL based in Singapore, to issue loans to several foreign companies. Evidence showed that GLH had

mapped out the due diligence guidelines for financial advisers. If financial advisers found any weakness, IPO companies should be advised to rectify such issue before submitting their IPO applications to

alerts, and further enhances collaboration with the AOC to combat fraudulent schemes.  SEC Secretary-General Pornanong Budsaratragoon said: “The SEC is fully aware of the urgent issue of fraudulent

specified so as for inquiring clarification from persons related to the issue.? Mr. Phuvanatnaranubala revealed that ?The responsibilities of each agency are clearly identified. For example, if the news is

issue her a warning letter. Mr. Thirachai Phuvanatnaranubala, SEC Secretary-General, revealed that ?In this case, we agreed with the Securities Analyst Consultative Committee?s recommendation and have

operator shall submit an application form to the SEC together with the supplementing documents and evidences prescribed by the SEC. Clause 6. The SEC shall consider and issue an order relating to the

Derivatives Broker and Derivatives Dealer (No. 2), dated 8 October 2004. (Translation) -3- Clause 6. The SEC shall consider and issue an order relating to the application for derivatives business operator

current status of the conditions precedent as per the information of the acquisition of assets of the Company as follows : Conditions precedent Current status 1) The Company must issue warrant and offer to

ลักษณะอย่างใดอย่างหนึ่งดังต่อไปนี้ (ก) ตัวตราสาร หรือผู้ออก หรือผู้รับอาวัล หรือผู้ค้ำประกัน ได้รับ rating ในระดับ investment grade จากสถาบันจัดอันดับความน่าเชื่อถือที่ได้รับการยอมรับจากสำนักงาน (issue

, connected transaction, omission of the dividend payment, issue of warrants to existing shareholders by way of rights issue, the allotment of new shares to reserve for the exercise of the warrants and the