Facebook Page ชื่อ Investment fund : Unlicensed securities and derivatives business (Disclosure Date : 12/12/2023)
Facebook Page ชื่อ Investment success : Unlicensed securities and derivatives business (Disclosure Date : 07/05/2024)
Facebook page ชื่อ Investment Knowledge : Unlicensed securities and derivatives business (Disclosure Date : 30/05/2024)
Facebook Page ชื่อ Investment success. : Unlicensed securities and derivatives business (Disclosure Date : 18/06/2024)
English (United States) Offering Of Investment Units × Home > Laws/Regulations > Regulations
English (United States) Offering Of Investment Units × Home > Laws/Regulations > Regulations
Bangkok, 20 October 2016 - The SEC has suspended the approval as capital market investment consultant of {A} for 18 months for seeking benefits and making investment decisions for clients. She
List of approved investment analysts / investment consultants
Bangkok, 2 November 2017 - The SEC has suspended the approval for a capital market investment consultant, {A}, for 12 months due to his failure to perform duties carefully and professionally. He was
Bangkok, June 2, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for using the client's account for her own trading and illegal use of the client's assets. She