Bangkok, January 23, 2013 - The SEC imposed a two-month suspension on {A}, a securities investment consultant of SCB Securities Co., Ltd., effective from January 23, 2013.The SEC received a report
Bangkok, February 18, 2013 - The SEC imposed a five-month suspension on {A}, a securities market investment consultant of Bualuang Securities Plc., and a three-month suspension on {B}, a securities
securities investment consultants, had committed wrongful acts against clients at various branch offices as follows: (1) In the case of Miss Surasa Mungthaworn, it was found that she had
investment was made. Therefore, the general public could not utilize the capital market to create financial freedom.”“The Five Steps toward Investment Confidence project was initiated from the intent of SEC in
, called Five Steps toward Investment Confidence” project that is the answer to all issues concerning long-term financial stability.The SET in the City 2018 event runs from November 15-18. The SEC “Check
The Securities and Exchange Commission (SEC), in collaboration with the Investment Banking Club and the Stock Exchange of Thailand (SET), organized a seminar titled “Enhancing IPO Standards: Key
นายวรพล โสคติยานุรักษ์ เลขาธิการ ก.ล.ต. ขอเชิญผู้ลงทุนและประชาชนเยี่ยมชมบูธ ก.ล.ต. ในงาน SET in the City 2013 เพราะประชาชนต้องมีความรู้และทักษะในการลงทุนเพื่อให้สามารถทำเป้าหมายของชีวิตให้เป็นจริง
partially used to pay the trade creditors and other creditors 2. A decreased of the investment in the trading securities in a debt fund in the amount of THB 200 million 3. A decreased of the trade debtors and
acquisition or disposition of securities as specified in Section 246 of the Securities and Exchange Act B.E 2535 (1992) (a so-called every five percent report) and rules on an investment of the funds in
At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business