According to TMB’s report, a Limited Broker Dealer and Underwriter (LBDU) licensee, Sarunya, an investment consultant for Complex Instruments Type 2, committed an offense and later OIC ordered a
Are Not Debt Instruments or Investment Units dated 3 August 2009; (3) The Notification of the Capital Market Supervisory Board No. Tor Thor. 1/2553 Re: Rules, Conditions and Procedures for Brokerage and
consolidated financial statements, of Baht 3,058 million, a decrease of 6 percent compared to 2016, mainly due to a decrease in Brokerage fees income and gains and returns on financial instruments. The details
Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10/2006) (Synopsis) 26/09/2000 01/01/2001 5. Notification of the Securities and Exchange Commission 18/05/1992
. Notification of the Securities and Exchange Commission KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10
currencies) in accordance with the standard financial report no. 9 financial reporting standards related to financial instruments, amount 7.2 million Bahts. 2 /2 ( ) Union Textile Industries Public Company
capital to increase flexibility. The SEC has also reviewed the haircut rates used in calculating the net capital to align them with the current situations and cover risks associated with various instruments
year which were Baht 38 million. 1.4 Gains and return on financial instruments The Company’s gains and return on financial instruments in the third quarter of 2019 were Baht 396 million, a decrease of 15