of saving. By attending the National Children’s Day 2020 event, SEC will hold informative activities for kids for the first time. They are in the age of learning and memorizing, which is an
Bangkok, May 6, 2014 ? The SEC supports Thaipat Institute to develop ?the first CSR and Anti-corruption progress indicators for Thai listed companies?, with a six level assessment of 0-5. In the
clarify and disclose information in the following matters: (1) the true existence and legal rights on the coal mines, and (2) the report on the re-assessment results of the fair values of the mining
services relating to capital market products . Division 1 Compilation and assessment of client information _____________________________ Clause 30 An intermediary shall compile and assess a client ’s
The Securities and Exchange Commission (SEC), represented by Ms. Winita Kultangwatana, Director of the Sustainable Development Department, participated in the 6th Annual ESG Assessment of Thai
notification which are Finnomena did not take the client’s knowledge assessment result for consideration of the complex fund sale service and Finnomena did not have selecting seller procedure. SEC Act S.113
workshops received positive feedbacks for their informative and educating elements and practical adaptation in actual situations. In 2017, key training sessions and seminars for stakeholders included the
the TIA in the following projects, (1) Annual General/Extraordinary Shareholders’ Meeting Assessment Project and (2) Annual General/Extraordinary Meeting Assessment Project for (2.1) unitholders of
Kong Securities & Futures Commission for mutual recognition of managed fund products. We also undertook a self-assessment for compliance with IOSCO Principles to pave the way for Thailand’s Financial
Bangkok, October 15, 2014 ? The SEC supported Thaipat Institute in announcement on progress level assessment of Thai listed companies? anti-corruption (anti-corruption progress indicator). The