, including control and follow up measures to ensure effective implementation . Clause 4/1.2 The applicant for a derivatives business operator registration in the category of derivatives dealer under Clause 2
Disclosure Standards and thus enabled to file a single set of disclosure documents with several regulators. The filing must be prepared in Thai and English without different information in materiality and
been coordinating with Lawyers Council Under the Royal Patronage, the Stock Exchange of Thailand, and the Thai Investors Association to encourage the injured persons in the capital market to use Class
offence or liability under the Securities and Exchange Act The characteristics, examples and the limitation period of the civil cases which may be requested for a Class Action in order to deal with the
features, as well as the control of rights to the computer center. In the case of data retained on the Cloud, the SEC Office has engaged a cloud provider with acceptable standards. In addition, the SEC
wish to contribute appraisal services for capital market transaction. "Lead appraiser" means a personnel of the appraisal company in capital market affixing the signature in the appraisal report for
the SEC website. The SEC has the power to pursue two types of legal action, as the case may be, as follows: · Administrative sanctions : If a party involved in malpractice fails to perform
not subject to Thai law and supervision of the Thai regulator. In addition, discussions with relevant enforcement agencies have raised concerns that digital assets may be used as a tool to commit
protected by Thai laws and may fall victim to frauds and scams as well as money laundering schemes. With reference to the recent occurrence, a foreign private digital wallet service provider has solicited
to investors intending to invest in mutual funds at 1,770 branches across the country with a fee of 7 baht per bill only. Tesco Lotus believes that this move into the capital market business will