SEC within 90 days (within 14 August 2018) to continue their business until an order to discontinue their businesses is given. Earlier, SEC disclosed the names of seven digital asset business operators
-licensed asset management companies that are responsible for managing funds on behalf of their clients and Asset Owners through an investment mandate and generate returns for them. Asset Owners
duties with efficiency, fairness and transparency; focuses on promoting and developing the operation of the securities businesses. At present, three associations related to the securities business are as
of digital asset businesses, and to reduce the necessity for case-by-case data submission. Currently, some digital asset brokers, dealers and exchanges have already obtained their respective licenses
of minors are subject to several provisions of the Civil and Commercial Code, which may cause a risk to minors regarding the effectiveness of their legal acts and a risk to digital asset business
Governance Country Assessment (CG-ROSC) is an assessment of CG policy framework and compliance with international standards of capital markets by the World Bank. As participation in this program is voluntary
(“DA operators”). This is to accommodate the clients with information necessary for their service decision-making which includes potential risks relating to DA operators’ asset keeping and use of third
more focus on intermediaries? roles for better investor protection. Vorapol Socatiyanurak, SEC Secretary-General said The SEC?s strategic plan aims at stepping up the development of the Thai capital
importance of long-term savings and smart investment to serve their own individual needs.? The four strategic themes 2017-2019 are: (1) driving competitiveness and inclusiveness for stakeholders from all
financial disclosure, currently in development by the ISSB, it is also in every company’s interest to ensure they are disclosing in line with the framework.” Ruenvadee Suwanmongkol, Secretary-General of the