official’s investigation, the public attorney’s prosecution, and the court’s jurisdiction, respectively. SEC strongly advises persons who are interested in securities and derivatives investment and solicited
under the Securities and Exchange Act.The SEC strongly urges persons interested in investing in securities to exercise discretion and make investments only with business operators who have obtained a
SEC Thailand , said: “FinTech and sustainable finance are key areas emphasized by SEC Thailand. We strongly believe that the new MoU with the UK Government will support the enhancement of the financial
operation until further instructed, while obtaining a proper license is mandate for other operators before beginning the business operation. Therefore, investors are strongly advised to be extra cautious
Activity Report 61En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 Executive Summary....................................................................................02 Quality Assurance Review Panel........................................03 Activities for Enhancing Financial Reporting Quality.................................................................................................07 Summary of Audit Inspection Results A. Firm-Le...
mandatory disclosures covering a broad spectrum of ESG topics, Asian countries still rely heavily on voluntary frameworks. ESG-specific regulations: Governance is the most widely covered topic in ESG-specific
for the Company for this business, the Company strongly believes that he would be able to manage The Iconic Property Company Limited for its most benefits. Should the Company carry out such transactions
its business with honesty, fairness and integrity by strongly being concerned about the market integrity as a whole; (2) skill, care and diligence An intermediary shall conduct its business with due
with honesty, fairness and integrity by strongly being concerned about the market integrity as a whole; (2) skill, care and diligence An intermediary shall conduct its business with due skill, care and
integrity by strongly being concerned about the market integrity as a whole; (2) skill, care and diligence An intermediary shall conduct its business with due skill, care and diligence; 2 (3) management and