ไม่มีโอกาสเข้าไปซื้อขายได้ทัน” “… issuers need to invest in new technology to enhance speed and remain competitive with HFT …” – Ivan Ho, Head of warrants and CBBCs, Credit Suisse There was limited
Head of Compliance
Head of Compliance
Head of Compliance
Head of Compliance
Head of Compliance
Head of Compliance
Nuzzo, Head of Fixed Income PRI https://www.facebook.com/pages/Principles-for-Responsible-Investment/434366556638201 http://www.linkedin.com/company/262774?trk=tyah&trkInfo=tas:principles%20for%20r,idx:1
การแจ้งแต่งตั้งและสิ้นสุดการแต่งตั้ง head of compliance
Interest |- Securities Lending / Credit Balance (Section 102) |- Protection of Customer Assets (Section 98(3)) Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel