separation of the role of chairman and CEO in order to ensure an appropriate balance of power between the board of directors and the management. UPDATE: The SEC has issued the Notification of the Capital
Proceeds: the issuer must demonstrate the tracking of the managed proceeds for the designated project and credit the proceeds into a sub-account, in clear separation from the issuer’s other accounts; 2.4
|- Approval |- Business Operations Rules |- Reporting |- Fees |- Circular Others (Securities Business) |- Separation of Securities and Finance Businesses & Merger (section 90) |- Representatives Office of
Securities Companies Others (Securities Business) |- Separation of Securities and Finance Businesses & Merger (section 90) |- Representatives Office of foreign securities companies (section 93) |- Holidays
Disqualifications for Management (section 103) |- OTC Securities Dealer (section 114) |- Revocation of License (section 147) |- Others (Securities Business) |- Separation of Securities and Finance Businesses
|- Related Circular Letter IP/FG |- Appoint/Approval/Code of conducts and Standard Practices |- Reporting |- Fees |- Related Circular Letter Others (Securities Business) |- Separation of Securities and
. Regulatory Summary Main Duties of a Trustee Ensure that the trust deed is executed in compliance with the laws Appoint a trust manager Prepare a trust property account in separation from any other accounts
Guarantee/Security None Name of the Related Party and Type of the Relationship Country Group Holding Public Company Limited holds 99.31% shares in Country Group Securities Public Company Limited and also
date One time pay back at the maturity date Early Redemption None Guarantee/Security None Name of the Related Party and Type of the Relationship Country Group Holding Public Company Limited holds 99.31
extend period amount of 1.85 million baht. **** The interest calculated by the approved loan and the period of loan. 5.1.2) Guarantee Fee of the Letter of Guarantee Guarantee Fee 1 % per annum of