We acknowledge and agree that we have the duty to oversee and keep confidential the Username and the Password of the SEC Account which we have received from the SEC Office without disclosing and
that the operating plan must be consistent with the National Strategy, the National Economic and Social Development Plan as well as objectives of securities regulation. 6.2 Disclosure of confidential
Guarantee/Security None Name of the Related Party and Type of the Relationship Country Group Holding Public Company Limited holds 99.31% shares in Country Group Securities Public Company Limited and also
date One time pay back at the maturity date Early Redemption None Guarantee/Security None Name of the Related Party and Type of the Relationship Country Group Holding Public Company Limited holds 99.31
extend period amount of 1.85 million baht. **** The interest calculated by the approved loan and the period of loan. 5.1.2) Guarantee Fee of the Letter of Guarantee Guarantee Fee 1 % per annum of
having medium to high risk level without principal guarantee. He, additionally, did not give the client the fund prospectus before making the investment decision.Failure to inform the client of complete
level without principal guarantee. He, additionally, did not give the client the fund prospectus before making the investment decision.Failure to inform the client of complete and accurate information in
specific features of trigger funds. For example, fund intermediaries must strictly clarify that the trigger point is not a guarantee of returns, and that unit redemption ahead of the target date set in the
suffer loss.Failure to give proper investment advices on generally accepted professional standards, guarantee returns from investment and failure to carry out order of the client were in violation of the
debenture holders’ representative at any time during the term of such securities, and (4) adds provision to support the appointment of bondholders’ representative for no guarantee bond issued by government