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compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8773

SEC public hearing on drafted regulations concerning the approval process for a capital market auditor, which relate requirements for information technology governance and auditing of audit firms by

Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on the proposed drafted to the regulations concerning the approval process for a capital market

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10433

Draft Regulation Relating to the Exemption from the CMSB’s approval for Rules and Regulations of the Licensed Derivatives Exchange, the Licensed Derivatives Clearing House, the Securities Clearing

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=675

Disclosure Business News - EASTERN POLYMER GROUP PUBLIC COMPANY LIMITED

Disclosure Business News - EASTERN POLYMER GROUP PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 20 January 2023 17:31 Disclosure Business News EASTERN

https://market.sec.or.th/public/idisc/en/viewmore/setnews?searchSymbol=EPG

SEC files complaints against Marnfah Group and Lederer (Thailand)

Bangkok, 6 September 2016 ? The SEC has filed complaints against Marnfah Group Co., Ltd. and Lederer (Thailand) Co., Ltd. and their respective authorized directors with the Economic Crime Suppression

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6450

Disclosure Business News - JKN GLOBAL GROUP PUBLIC COMPANY LIMITED

Disclosure Business News - JKN GLOBAL GROUP PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 20 January 2023 17:29 Disclosure Business News JKN GLOBAL GROUP

https://market.sec.or.th/public/idisc/en/viewmore/setnews?searchSymbol=JKN

Criminal Fining Committee imposes fines on four offenders in Marnfah Group and Lederer (Thailand) cases

Bangkok, 4 January 2018 ? The Criminal Fining Committee has imposed separate fines on four offenders for publicly offering debentures without approval.The four offenders are: (1) Marnfah Group Co

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6913

SEC is chairman of the 7th Asia Region Funds Passport (ARFP) working group meeting in Singapore.

SEC revealed that at the 7th ARFP Working Group meeting, the progress of opening a funds passport was discussed. The member countries that are ready to submit a request for approval for sale are

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8670

Investor Alert : Facebook page "CJ Group" impersonates “Carabao Group Plc.”

Facebook page "CJ Group" impersonates “Carabao Group Plc.” : Unlicensed securities and derivatives business (Disclosure Date : 25/07/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1207&CaseYY=2567

Investor Alert : EBC FINANCIAL GROUP

EBC FINANCIAL GROUP : Unlicensed securities and derivatives business (Disclosure Date : 17/09/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1821&CaseYY=2567