relating to Class Action such as travelling expenses, accommodation expenses, expenses for knowledge training for the class members and expenses for gathering evidence. In a case where the Court gives
inaccurate (i.e., incorrect calculations) • Report logic is incorrectly applying parameters • Report logic is incorrectly gathering source data • Unauthorized changes to systems or programs Infrastructure
Engagement, voting, other stewardship tools and investment decisions feed into each other 20 Engagement Voting Escalation Other stewardship Investment decisions To support information gathering and decision
company shall not engage in any act which result in creating, altering, transferring, reserving or terminating the right in assets of any client, without or not comply with instruction or consent from the
in any act which result in creating, altering, transferring, reserving or terminating the right in assets of any client, without or not comply with instruction or consent from the client or client’s
● Generating power produce greenhouse gases (GHGs), such as carbon dioxide, into the atmosphere 1 These gases trap the sun’s heat in the atmosphere, warming the planet and altering the earth’s climate over time
not be considered as an appointment of an agent to undertake custody of clients’ assets . Clause 9 A securities company shall not engage in any act which results in creating, altering, transferring
clients’ assets. Clause 9 A securities company shall not engage in any act which results in creating, altering, transferring, reserving or terminating a client’s rights over assets, without or not complying
sentenced the debtor to bankruptcy on September 13, 2017. The current process is in the process of gathering assets of the debtor, such as a deposit account; in addition, there are other property found, such