joint effort would help to increase enforcement efficiency and prevent the use of business operators under the SEC supervision as a channel for money laundering or facilitating terrorism. This by
กรอบในการประเมินระดับความพร้อมรับมือภัยคุกคามไซเบอร์สำหรับผู้ประกอบธุรกิจ (Cyber Resilience Assessment Framework- "CRAF")
(CSSF), the Luxembourg financial regulator, with whom SEC has been cooperating in exchange of information related to supervision of asset management companies and mutual funds since 2012. Both parties
regulatory framework and international connectivity to enhance competitiveness and create opportunities; (5) Implementing digital technology to increase the capital market’s capacities and supervision; (6
hearing in March 2016 on the governing principles, which covered other key issues such as supervision of exchange, restructuring and mechanism of mutual fund supervision. ?This public hearing is another
limited only to major investors or high net worth investors.The guidelines proposed by SEC for supervision and encouragement of such business cover 4 key points as follows:1. The process for wealth
Exchange Act B.E. 2535 on 16 May 1992. The SEC Thailand has the centralized roles for supervision and development of both primary and secondary markets. This structure also facilitated issuance of new
supervision scheme follows a similar regulatory framework to the one governing equity crowdfunding in several dimensions including: (1) issuers are allowed to offer either secured or unsecured debentures via
supervision suitable for the future and reduce burdens on the business sector through a data-driven approach and maximize the use of technologies to increase supervisory efficiency, create framework for
Information on the laws and regulations relevant to performing duty as Recognised Representative in ACMF member countries Professional Mobility ACMF Pass framework Products : shares, bonds, units of