Malaysia. Based on an extensive survey of country practices, the Guide identifies good practices and puts forward recommendations in the following areas: Putting into place a comprehensive legal framework
Bangkok, July 21, 2015 ? The SEC has driven forward the plan to develop financial reporting ecosystem to promote financial statement quality and increase the number of auditors to support the growth
IPO approval from the SEC. Vorapol Socatiyanurak, SEC Secretary-General said that for Thailand to strive forward and compete internationally, development must be driven nationwide. The SEC thus
civil penalty at the total amount of 499.45 million baht. If any of the three offenders refuses to comply with the civil sanction, the SEC will forward the matter for the public attorney to file a lawsuit
, with regard to risk management and investors’ protection. The proposed regulatory revision may not be perfect yet, but it’s the start for businesses to move forward. SEC is willing to learn together
without falling victim to investment frauds and scams. We are very pleased to be a part of this MOU and look forward to joining the Ministry of Education in organizing activities to support this project
goal, SEC Thailand has collaborated with HKIFA and continued the series of exchanges between the two fund industries. SEC Thailand looks forward to successive participation from market stakeholders which
Bangkok, April 24, 2014 ? The SEC urged investors to make prudent investment decision concerning information on fund establishment and forward-looking on profits of listed firms.Chalee
securities law, pushing forward the enactment of important laws, and strengthening sanctions against non-compliances.Furthermore, the SEC plans to drive the Thai capital market to become a regional investment
ถือหน่วยลงทุนเท่านั้น คำว่า"ก่อภาระผูกพันใด ๆ" จึงควรแปลความไปตามเจตนารมณ์ดังกล่าว ดังนั้น การที่กองทุนเข้าเป็นคู่สัญญาโดยมีข้อตกลงเกี่ยวกับเบี้ยปรับในกรณีที่มีการผิดสัญญาจึงไม่ควรถือว่าอยู่ในความ