or supporter, with premeditation or gross negligence; (2) sanction already imposed on such auditor; 8 (3) impact on or damage to relevant parties such as money market, capital market, the general
shareholding exceeded trigger point at 25 percent of the total voting rights of SLC, but they failed to jointly submit a statement of intention to make a tender offer and to make a tender offer for all SLC
aggregate shareholding exceeded trigger point at 25 percent of the total voting rights of SLC, but they failed to jointly submit a statement of intention to make a tender offer and to make a tender offer for
Mr. Pete Bodharamik On February 20, 2015. Mr. Pete Bodharamik acquires 4,400,000 JAS shares in Mrs. Saowanit Thanomsuwan’s securities trading account (nominee)which causes him to make a tender
to make comments at the website or e-mail: piyaruj@sec.or.th until 13 March 2019. _____________________________ Remark:*crowdsourcing is a process that brainstorms from a majority of people toward an
assignment to make investment decisions for the investor.Following a client complaint, the SEC made further investigation and found that during September 2017 - February 2018, {A}, then working for Asia Wealth
As a capital market regulator, the SEC is Thailand’s first governmental agency to have become an official supporter of the Task Force on Climate-related Financial Disclosure (TCFD) since 30th
Eng Securities (Thailand) Plc. that {A} had been authorized by two clients to make securities trading decisions on their behalf. Before this matter was reported to the company, {A} had told her branch