suspended three other securities investment consultants, namely (1) {B}, (2) {C}, and (3) {D}. The sanctions took effect from March 11, 2014. The SEC found in the course of its routine inspection of Country
, said: ?During the past 10 months, the SEC has successfully imposed civil sanctions on 21 offenders, either natural or juristic persons, in the total of eight cases. The offenses involved misuse of inside
be enforced. The SEC Office present the case to the Civil Sanction Committee (“CSC”). CSC determines which civil penalties shall be imposed. Does he pay monetary sanctions determined by CSC/ Court
Thai Unique Coil Center Plc. (TUCC) shares. The filing of criminal complaint resulted from their failure to pay the fines imposed by the Settlement Committee, causing the criminal case to be unsettled.In
Earlier, the Civil Sanction Consideration Committee resolved to apply civil sanctions on Mr. Suphanan, an IFEC director and chief executive officer, and Mr. Thanawat Chansuwan, who was IFEC
other acts under the provisions of this Act. Such power and duty shall include: (1) the issuance of notifications or orders pursuant to this Act; (2) the receipt of administrative fines imposed and fees
receipt of administrative fines imposed and fees charged under this Act. All fines and fees received under subsection (2) shall be properties of the SEC Office. SECTION 10 The SEC Office shall have the duty
pursuant to this Act; (2) the receipt of administrative fines imposed and fees charged under this Act; All fines and fees received under subsection (2) shall be properties of the SEC Office. SECTION 10 The
the prevention of the transfer of property enabling the collection of assets of offenders or defendants to pay civil fines or pay compensation according to civil sanctions measures which will achieve
could influence the securities price to gain unfair benefit over other persons, liable to the offenses under Section 241 of the Securities and Exchange Act B.E. 2535 (1992) and criminal penalties under