. The SEC has significantly improved the level of implementation of the IOSCO Principles, with 35 out of the total 37 areas being assessed as fully or broadly implemented. Such results reflect that the
doing, it is crucial for the 585 listed companies to execute serious anti-corruption measures, and the tangible, positive results thereof could set a good example for their peers and other business
SEC Secretary-General Ruenvadee Suwanmongkol has announced key results from the quarterly meeting with senior executives of all securities and derivatives business operators, which took place on 25
results.With reference to the annual financial statements for the year 2016 wherein the auditor made a note on the loan transactions with foreign debtors which subsequently increased GL operating results, the
manner. The results of the study will, therefore, benefit the stakeholders in preparing financial reports and in setting guidelines for the improvement and development of the financial reporting of
Bangkok, 31 January 2019 ? The SEC has declined the request from Energy Earth Public Company Limited (EARTH) to extend the deadline for reporting the re-assessment results of the fair value of the
SEC files criminal complaint against 11 SLC share price manipulators Bangkok, September 9, 2014 ? The SEC today filed a criminal complaint with the Department of Special Investigation (DSI) against (1) Shine Bunnag, (2) Pataman Buranasin, (3) Supichaya Chaimueanvong, (4) Meesak Makbumroong, (5) Apinunthakan Pongsathabordee, (6) Tepparit Sihisarapisit, (7) Tree Bunpradphai, (8) Phawit Natapintu, (9) Siriya Dumrongviteethum, (10) Chanatip Tantipoontham, and (11) Thai Bunpradphai, for manipulatin...
inspection results showed “no findings” accounting for 15 percent of the total approved auditors, a notable rise from 6 percent in 2015. In addition, the number of auditors having significant deficiencies in
figure Findings identified by the SEC The recommendations for improvement The performance evaluation of partners Particular audit firms do not consider the internal and external monitoring results of audit
In the 33rd ACMF meeting by the Secretary-Generals on 9th December 2020 chaired by the Vietnamese supervisory agency, a meeting resolution is to make an announcement of the findings in the 2019