rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective exhaustively comprehensive risk management
Capital Market Supervisory Board by failing to put in place a sufficient and effective system for protecting the client’s asset that is investing assets of clients in private company bond which violated
Capital Market Supervisory Board by failing to put in place a sufficient and effective system for protecting the client’s asset that is investing assets of clients in private company bond which violated
of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for protecting the client’s asset that is investing assets of clients in private company bond which
procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective system for managing mutual fund, market risk and liquidity risk of daily
day starting from the next day of prosecution date (June 20,2018) until the company so complies for failing to file the reviewed financial statements for Q2-Q3/2017. SEC Act S.56 and 199
day starting from the next day of prosecution date until the company so complies for failing to file the reviewed financial statements for Q3/2016. Since the defendant pleaded guilty, the Court reduced
Company Limited (“JAS”) played a part in being the supporter of Mr.Pete Bodharamik’s offence that are failing to prepare and submit (1) an announcement of a statement of the intention to make a tender
Company Limited (“JTS”) played a part in being the supporter of Mr.Pete Bodharamik’s offence that are failing to prepare and submit (1) a report on the total number of shares held in Form 246-2 (2) an
International Public Company Limited (“JAS”) played a part in being the supporter of Mr.Pete Bodharamik’s offence that are failing to prepare and submit (1) an announcement of a statement of the intention to