the public hearing on the proposed amendments to the regulations and the concerns raised by asset management companies in the focus group meeting held in October 2020. To this extent, the SEC amended
หัวข้อนี้ 6/10 และได้คะแนน 5/6 ใน DB2020 Best regulatory performance: India Kazakhstan and Malta 2.2 Extent of ownership and control (การเป็น https://www.sec.or.th/TH/Documents/AboutUs/Protecting-Minority
accounted for 76.92 percent of paid-up capital. The transaction is considered as an acquisition of assets. The transaction size which is calculated by 4 criteria and use the maximum value basis which is the
whether or not the company (and its management) have complied and, if not, the extent of, and reasons for, non-compliance. (i) Governments in each country should adopt measures to ensure the independence
can also be used to demonstrate the extent to which they have complied with the Code. In a similar spirit, UK institutions that apply the Code should use their best efforts to apply its principles to
procedures appropriate to the size and nature of the firm? 4 Does the firm have access to current guidance materials regarding the applicable independence, integrity, and objectivity requirements? a. If “yes
Ethics Partner, does the principal meet regularly to discuss ethics and document their discussions? 3 Does the firm have documented policies and procedures appropriate to the size and nature of the firm? 4
difference in the procedures to the extent that it will not materially change the work system and personnel provided in the application; (2) the rules and regulations of the derivatives exchange necessary for
of Offer for Sale of Newly Issued Shares dated 30 September 2016 in which its proportion is substantial compared to the size of the applicant. (25) a copy of an applicant’s letter of consent for an
ratio) (5) อัตราสวนสภาพคลอง (current ratio) (6) อัตราสวนตั๋วเงินจายตอหน้ีสินท่ีมีภาระดอกเบี้ย (B/E size to interest bearing debt ratio) (7) อัตราสวนหน้ีสินท่ีมีภาระดอกเบ้ียที่ครบกําหนดภายใน 1 ป ตอ