can also be used to demonstrate the extent to which they have complied with the Code. In a similar spirit, UK institutions that apply the Code should use their best efforts to apply its principles to
The SEC Board’s approval of the principles for supervising additional digital asset businesses would not only benefit securities companies that have recently showed their growing interest in
Provisions _______________________ Chapter 1 Scope of the Notification and General Requirements ________________________ Clause 4 This Notification provides criteria relating to the offering of debt securities
implications and scope of analysis), and business impacts or effects (e.g., on earnings or costs) Review at least two different scenarios to compare and prepare for varying degrees of severity 9 March 2022 ASEAN
may be refinanced, and, to the extent relevant, the expected look-back period for refinanced Social Projects. Social Projects directly aim to address or mitigate a specific social issue and/or seek to
obtain ACMF Pass and carry out investment advice which are permitted activities under the MOU in Host Jurisdiction. This handbook set out the guidance on ACMF Pass by: 1.2.1 Explaining the scope of
Supervisory Board No. Tor Nor. 42/2564 Re: Additional Provisions for Establishment and Management of Mutual Funds under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the
trust units. Clause 4 There shall be the following additional definitions: “mutual fund” means a property fund and infrastructure fund; “property fund” means property funds established pursuant to the
the firm’s quality controls. Furthermore, it is expected that the firms appropriately respond to the assessed risks in all relevant aspects, including scope, timing and extent of audit works, since this
percent in the same quarter last year and below the Bank of Thailand’s (BOT) target range of 1-3 percent. Core inflation was 0.53 percent, down from 0.62 percent in the same quarter last year. The average