the invitation letters to shareholders meetings, and so forth, in order for listed companies and shareholders to have clear practice guidelines, and the Boards of Directors shall have sufficient
technology; (2) Defining clear roles, responsibilities, and involvement of the board of directors, including the governance body, to ensure secure, effective, and efficient IT practices and usage in the
regulations focus more on clear and adequate information disclosure for investment decision making,? said Vorapol.
management process of mutual funds, the SEC encourages asset management companies to strengthen the efficiency of such process. This includes establishing a clear risk management policy and measures
of foreign banks only is acceptable. In any case, moreover, clear statement on legal issues must be included for investment decision making.?In case that the foreign bank branches offer for sale of
application, or may not enforce the conditions under this Notification onto an approved offering: (1) there is a clear fact leading to the consideration that the regulations or conditions to be exempted are
partners without any explicit criteria linking pay to audit quality. As reputation of high audit quality is considered the most valuable asset of any audit firms, it is indeed necessary that firm leaders
storage. Clause 28 An intermediary shall arrange the appropriate channel and monitoring system for communication with a client . In addition, the intermediary shall communicate at the right time, with clear
, with clear and reliable information, and without misleading information. Clause 29 In case an intermediary has other businesses apart from services relating to investment in and transaction of capital
, with clear and reliable information, and without misleading information. Clause 29 In case an intermediary has other businesses apart from services relating to investment in and transaction of capital