August.The proposed rules aim to facilitate securities companies and derivatives business operators in providing their services of expertise based on available resources, and to expand their business
knowledge and understanding of accounting principles, specified expertise, and regular skill improvement in their respective fields. Concurrently, the IPO and PO issuers would be required to disclose
adequate personnel with expertise to effectively supervise and administrate the risks of outsourced operation, as well as in case of outsourcing operation in investment management and investment risk
be funded by the UK’s ASEAN Economic Reform Programme and the UK’s Partnering for Accelerated Climate Transitions Programme, which support knowledge and expertise sharing and regular practices on
within their markets. This strategic partnership provides a strong foundation to strengthen the bilateral cooperation between our two countries. We are confident that bringing together the expertise of
The move follows SEC hearing at the end of 2018 on the amendment of the regulations on the maintenance of capital of investment management companies that manage property funds and infrastructure
asset business operators are required to hold net capital at an amount of no less than “minimum capital” based on value of custody of clients’ assets. This move aims to cope with damages if cyber
indirect impact of the COVID-19 epidemic on the economy. In a move to restore capital market confidence, the cabinet approved an additional tax privilege for people who purchase investment units in “SSF
exclusive interview with Ms. Hester Peirce, US SEC Commissioner, on the topic, “U.S. SEC’s Move on Digital Assets,” with Dr. Wit Sittivaekin as moderator. On 2 November 2021 at 13.30 hours (local time), the
retail shops as well as Tesco Lotus will offer paying agent service for investment in mutual fund at every branch across the country. In the future, they might move forward to other capital market