customers’ assets in its possession to have at least 2 audit responsible for recipience notified from the auditor that may report doubtful behavior which directors or managers have committed an offense as

Authority (ESMA), and IOSCO APRC members from 19 agencies in 14 countries.SEC Secretary-General said: “Despite COVID-19, we remain committed to organize the EU-Asia Pacific Forum virtually for the first

evidently and concretely. As the TIA is a shareholder of each and every listed company that committed to taking action in this front, the SEC therefore will definitely support the TIA, in terms of legal

Thailand in making harmonious transition towards net zero society as committed 3. ESG Risk Management: Incorporate ESG into risk management processes 4. Financial Products: Utilize digital technology to

paragraph 1 of the SEA. As the accused committed the several distinct and different offences, the Court inflicted the penalty prescribed for each offence as follows: (1) For a count of failure to submit the

to order or act where he has the duty, resulted in the offence committed by Zipmex concerning the case that during May 8, 2022, to July 20, 2022, Zipmex induced its own customers to deploy ZipUp

, Chupong was deemed to have performed duties dishonestly. In this regard, Chupong, were deemed to have committed offences in violation Section 311 of the Securities and Exchange Act of 1992 (SEA), and

inconsistent with the facts to deceive other persons. He committed a fraud by misappropriating money of Nongree Power Plants Company Limited (a 100-percent subsidiary of IEC) through a contract with Energy

allowed preparation of the company's accounting records to be inaccurate and inconsistent with the facts to deceive other persons. Mr. Bhusana committed a fraud by misappropriating money of Nongree

the company's accounting records to be inaccurate and inconsistent with the facts to deceive other persons. Mr. Bhusana committed a fraud by misappropriating money of Nongree Power Plants Company