Commission Notification of the Securities and Exchange Commission No. SorThor. 24/2550 Re: Calculation and Report of Net Liquid Capital Calculation (No. 2) _____________ By virtue of the third paragraph of
Guillotine Empowered the issuance of 44 licenses/permits relating to establishment and business operation INCENTIVE PACKAGE EEC One-Stop Service (EEC-OSS) Facilitating the license/permit application through
Additional Provisions for Establishment and Management of Mutual Funds under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People?s Republic of China and
Regulation. Clause 2 The finance and securities company in accordance with Clause 1 shall prepare a scheme for establishment and business undertaking of a limited or public limited company to be set up for
> Establishment of Mutual Funds > Termination of approval for the establishment of mutual fund Regulations SHARE : Detail Content Establishment of Mutual Funds 5. Termination of approval for the establishment
(Section 98(3)) Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Major Shareholders | - |- Approval
| - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities Allocation (Section 81) Business Operation Rules |- Net Liquid Capital Rule
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Exchange Commission Notification of the Securities and Exchange Commission No. KorNor. 30/2547 Re: Rules, Conditions and Procedures for Establishment and Management of Funds _____________ The supervision of