a securities company licensed to undertake securities business in the category of mutual fund management. “foreign exchange” means [i] a juristic person established under foreign law which offers
Thailand; (m) international financial institutions; (n) juristic persons established under specific laws; (o) government agencies or state enterprises under the law on budget procedures ; (p) Financial
) international financial institutions; (n) juristic persons established under specific laws; (o) government agencies or state enterprises under the law on budget procedures 1 ; (p) Financial Institutions
will proceed to invest in Seahorse by buying new ordinary shares by 379,999 shares in the amount of Baht 37,999,900 within 60 days and after being approved by The Board of Directors, will to investment
transaction of company as the following; 1. Date/month/year of the Transaction The Company will proceed to invest in ERV by buying ordinary shares by 24,999 shares in the amount of Baht 2,499,000 within 30 days
the following; 1. Date/month/year of the Transaction The Company will proceed to invest in ERV by buying ordinary shares by 24,999 shares in the amount of Baht 2,499,000 within 30 days and after being
depending on the severity of the case. If the penalized party disagrees with the SEC order, an appeal can be filed. Administrative sanction ensures that supervision will proceed stringently and efficiently
management • In managing a mutual fund, the AMC must proceed with honestly and care to preserve the interests of all unitholders, using knowledge and competence as a professional. • The AMC must have a policy