/uploads/2022/09/Asia-Engagement-Guide-2022-JP.pdf Corporate engagement in practice: investor feedback and quotes 6 Ensuring effectiveness: maintain an open dialogue • Engagements can be more fruitful when a
achieve three core objectives of securities regulations: (1) protecting investors, (2) ensuring that markets are fair, efficient and transparent, and (3) reducing systemic risks. IOSCO Principles comprise
thoroughly considered to maintain a balance in terms of investor protection and competitive edge in the international arena. The SEC remains vigilant in fulfilling its roles and responsibilities, ensuring that
of compliance and ethical conduct, and lead by example. c) Strengthening an effective board structure and practices conducive for achieving the company’s objectives. d) Ensuring suitable CEO selection
evaluate the impact on all aspects of business, as well as ensuring that our operations comply with health and safety protocols, which are regularly updated. We had also enhanced our IT systems and
Effectiveness The chair is responsible for leadership of the board and ensuring its effectiveness. The chair should ensure a culture of openness and constructive debate that allows a range of views to be
with the privacy policies of those new websites. Amendment of the Privacy Notice The SEC Office reviews the Privacy Policies on a periodic basis in accordance with the SEC Office's policy in ensuring
arise in each condition of estimation. ensuring an inclusion of opinions and analyses of RM and FA on the following matters: fairness of the purchasing price of the property; justifications in
) Implementing digital technology to increase the capital market’s capacities and supervision; (6) Enhancing supervision and effective enforcement in the Thai capital market; (7) Ensuring systemic risk