Bangkok, April 12, 2016 ? The SEC is seeking public comments on a draft amendment to the rules governing intermediaries? business continuity management (BCM) and service outsourcing to enhance their
The amendments aim to enhance suitability for the risk profile of the foreign issuer and alignment with the changing contexts and landscape of the bond market. In this regard, five relevant
risk tolerance; (3) To enhance PVD efficiency by improving member protection mechanism to ensure fair treatment whereby the qualifications, roles and responsibilities of the Fund Committee must
ระดับการก ากับดูแลผู้ประกอบธุรกิจหลักทรัพย์ (Enhance Risk Based Supervision) • บริษัทหลักทรัพย์ • บริษัทจัดการลงทุน และ LBDU A. ก าหนดนโยบายทิศทางการพัฒนาและก ากับธุรกิจหลักทรัพย์ให้สอดรับและเท่าทันกับ
เงินมีคุณภาพและมีความ น่าเชื่อถือ โดยการกำหนดจำนวนผู้สอบบัญชีในตลาดทุนขั้นต่ำสำหรับสำนักงานสอบบัญชี • ยกระดับการกำกับดูแลผู้ประกอบธุรกิจหลักทรัพย์และสัญญาซื้อขายล่วงหน้า (Enhance Risk Based Supervision
enhance risk management effectiveness. Board of Directors Risk Management and Control Units Enterprise Risk Management Division Customer and Enterprise Service Fulfillment Division KASIKORN BUSINESS
. KBank has thus placed importance on operational risk management through the development of policies and operational risk frameworks to enhance our operational risk management as a unified standard
dimensions – economy, society and environment – under good corporate governance, appropriate risk management and effective cost management. Guided by the Customer Centricity strategy and our resolution of
mutual fund which uses leveraged derivatives to enhance returns and optimize risk management mechanisms. We also worked with Lombard Odier to organize a training course at its headquarters in Geneva
issuance and sale of corporate debt instruments, both onshore and offshore. Launched in April, the country's first derivatives exchange helped to enhance investors' risk management and successfully hit the