collaboration on enforcement efficiency in the digital age extension would create credibility and confidence in the operation of business operators as well as the execution of transactions in the capital market
organized under the MoU with four leading business schools aiming to provide a platform for capital market research presentation and implementation in developing the capital market. The Faculty of Commerce
Anti-money Laundering Law. The SEC may exempt the requirements for certain type of digital token offering or digital asset businesses. In case of law enforcement, unfair trading of digital assets will
enforcement, unfair trading of digital assets will lead to offences comparable to those stipulated under the Securities and Exchange Act, for instance, dissemination or disclosure of false information, insider
Law. The SEC may exempt the requirements for certain types of digital token offering or digital asset businesses. In case of law enforcement, unfair trading of digital assets will lead to offences
issues which many arise from the enforcement of this Act. SECTION 10. In cases where it is necessary to maintain economic stability or protect the public interest or investors, the SEC shall have the power
issues which many arise from the enforcement of this Act. SECTION 10. In cases where it is necessary to maintain economic stability or protect the public interest or investors, the SEC shall have the power
The Securities and Exchange Commission สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 09 August 2024 19:19 Recent Enforcement Enforcement Search All | Criminal Complaints | Cases
implementation of better corporate governance in the region, and (ii) consensus-building and real knowledge-sharing, including by providing a bridge between Asia and the OECD Corporate Governance Committee – the
-Retail Investors, and Execution of Agreements for Management of Private Funds; “retail investor” means any investor other than institutional investor, ultra- high net worth investor, high net worth